SEC Form 4 · accession 0001088825-15-000128

TIVO INC · TIVO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Jun 1, 2015

Accepted (ET)

Jun 3, 2015 · 4:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001088825

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 1, 2015	M	37,455	$6.52	A	2,069,979	D
Common Stock^F2	Jun 1, 2015	S	37,455	$10.5077	D	2,032,524	D
Common Stock	Jun 1, 2015	M	50,000	$6.52	A	2,082,524	D
Common Stock	Jun 1, 2015	D	31,048	$10.50	D	2,051,476	D
Common Stock	Jun 1, 2015	F	9,812	$10.50	D	2,041,664	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)	$6.52	Jun 1, 2015	M	37,455	D	Aug 1, 2005	Jul 1, 2015	Common Stock	37,455	112,364	D
Stock Appreciation Rights	$6.52	Jun 1, 2015	M	50,000	D	Aug 1, 2005	Jul 1, 2015	Common Stock	50,000	150,000	D

F1These shares were sold under a 10b5-1 plan that the reporting person most recently amended on January 15, 2015 and includes only those stock options and stock appreciation rights with an expiration date of July 1, 2015.
F2Weighted Average Sales Price - Actual sale prices range from $10.44 to $10.59. The reporting person will provide the SEC staff, the company, or a security holder of the company the relevant information regarding sales at each respective price within the range.
F3The cost of the 50,000 shares was $326,000 equal to 31,048 shares of TiVo stock, with a remainder of 18,952 shares of which 9,812 were withheld for taxes.
F4These shares have been surrendered to the Company to pay taxes applicable to the exercising of Stock Appreciation Rights.