SEC Form 4 · accession 0001088825-15-000097

TIVO INC · TIVO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

May 11, 2015

Accepted (ET)

May 13, 2015 · 4:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001088825

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 11, 2015	M	37,455	$6.52	A	2,041,891	D
Common Stock^F2	May 11, 2015	S	37,455	$10.8747	D	2,004,436	D
Common Stock	May 11, 2015	M	50,000	$6.52	A	2,054,436	D
Common Stock	May 11, 2015	D	30,130	$10.82	D	2,024,306	D
Common Stock	May 11, 2015	F	10,288	$10.82	D	2,014,018	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)	$6.52	May 11, 2015	M	37,455	D	Aug 1, 2005	Jul 1, 2015	Common Stock	37,455	224,729	D
Stock Appreciation Rights	$6.52	May 11, 2015	M	50,000	D	Aug 1, 2005	Jul 1, 2015	Common Stock	50,000	300,000	D

F1These shares were sold under a 10b5-1 plan that the reporting person most recently amended on January 15, 2015 and includes only those stock options and stock appreciation rights with an expiration date of 7/1/2015.
F2Weighted Average Sales Price - Actual sale prices range from $10.81 - $10.93. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.
F3The cost of the 50,000 shares was $326,000 equal to 30,130 shares of TiVo stock, with a remainder of 19,870 shares of which 10,288 were withheld for taxes.
F4These shares have been surrendered to the Company to pay taxes applicable to the exercising of Stock Appreciation Rights.