SEC Form 4 · accession 0001088825-15-000094

TIVO INC · TIVO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

May 4, 2015

Accepted (ET)

May 6, 2015 · 4:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001088825

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 4, 2015	M	37,455	$6.52	A	2,032,032	D
Common Stock^F2	May 4, 2015	S	37,455	$11.154	D	1,994,577	D
Common Stock	May 4, 2015	M	50,000	$6.52	A	2,044,577	D
Common Stock	May 4, 2015	D	29,556	$11.03	D	2,015,021	D
Common Stock	May 4, 2015	F	10,585	$11.03	D	2,004,436	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)	$6.52	May 4, 2015	M	37,455	D	Dec 1, 2008	Jul 1, 2015	Common Stock	37,455	262,184	D
Stock Appreciation Rights	$6.52	May 4, 2015	M	50,000	D	Jul 1, 2009	Jul 1, 2015	Common Stock	50,000	350,000	D

F1These shares were sold under a 10b5-1 plan that the reporting person most recently amended on January 15, 2015 and includes only those stock options and stock appreciation rights with an expiration date of July 1, 2015.
F2Weighted Average Sales Price - Actual sale prices range from $11.08 to $11.29. The reporting person will provide the SEC staff, the company, or a security holder of the company the relevant information regarding sales at each respective price within the range.
F3The cost of the 50,000 shares was $326,000 equal to 29,556 shares of TiVo stock, with a remainder of 20,444 shares of which 10,585 were withheld for taxes.
F4These shares have been surrendered to the Company to pay taxes applicable to the exercising of Stock Appreciation Rights.