SEC Form 4 · accession 0001088825-15-000091
TIVO INC · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Rogers
Officer — President and CEO · Director
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | D | 25,889 | $11.25 | D | 1,994,577 | D | |
| Common Stock | Apr 29, 2015 | M | 59,473 | $0.00 | A | 2,054,050 | D | |
| Common Stock | Apr 29, 2015 | D | 59,473 | $11.25 | D | 1,994,577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Apr 29, 2015 | M | 59,473 | D | Apr 29, 2015 | Apr 29, 2019 | Common Stock | 59,473 | 118,946 | D |
Explanation of responses
- F1These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock.
- F2Each Restricted Stock Unit was the economic equivalent of one share of TiVo common stock. The reporting person settled the shares of Restricted Stock units in cash.