SEC Form 4 · accession 0001088825-15-000017

TIVO INC · TIVO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Feb 22, 2015

Accepted (ET)

Feb 25, 2015 · 5:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001088825

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 22, 2015	F	22,376	$10.83	D	1,911,421	D
Common Stock	Feb 23, 2015	M	37,455	$6.52	A	1,948,876	D
Common Stock^F3	Feb 23, 2015	S	37,455	$10.6082	D	1,911,421	D
Common Stock	Feb 23, 2015	M	50,000	$6.52	A	1,961,421	D
Common Stock	Feb 23, 2015	D	30,755	$10.60	D	1,930,666	D
Common Stock	Feb 23, 2015	F	9,956	$10.60	D	1,920,710	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)	$6.52	Feb 23, 2015	M	37,455	D	Aug 1, 2005	Jul 1, 2015	Common Stock	37,455	636,734	D
Stock Appreciation Rights	$6.52	Feb 23, 2015	M	50,000	D	Aug 1, 2005	Jul 1, 2015	Common Stock	50,000	850,000	D

F1These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock.
F2These shares were sold under a 10b5-1 plan that the reporting person most recently amended on January 15, 2015 and includes only those stock options and stock appreciation rights with an expiration date of 7/1/2015.
F3Weighted Average Sales Price - Actual sale prices range from $10.45 - $10.80 The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.
F4The cost of the 50,000 shares was $326,000 equal to 30,755 shares of TiVo stock, with a remainder of 19,245 shares of which 9,956 were withheld for taxes.
F5These shares have been surrendered to the Company to pay taxes applicable to the exercising of Stock Appreciation Rights.