SEC Form 3 · accession 0001088638-18-000006
COCONNECT, INC. · CCON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricardo Rios
Officer — Senior Vice President
Period of report
Feb 14, 2018
Accepted (ET)
Feb 28, 2018 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 2,923,676 | I | By Limited Liability Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent common stock held by Digital Advize, LLC, a Georgia limited liability company ("Advize"). Ricardo Rios is the sole manager of Advize and has sole voting and dispositive control over the shares held by Advize.
- F2Mr. Rios disclaims beneficial ownership over any securities owned by the reporting person in which he does not have any pecuniary interest.