SEC Form 4 · accession 0001171843-17-001779
Usio, Inc. · USIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Habib Yunus
Other
Period of report
Mar 17, 2017
Accepted (ET)
Mar 27, 2017 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001088034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 per shareF1 | Mar 17, 2017 | J | 266,667 | — | D | 0 | D | |
| Common Stock, $0.001 per shareF2 | Mar 17, 2017 | A | 35,920 | — | A | 35,920 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The vesting of these previously granted shares was forfeited as a result of the termination of the employment relationship.
- F253,334 shares were granted by the issuer pursuant to a separation agreement. The shares were issued net of 17,414 shares to cover taxes.