SEC Form 4 · accession 0001096906-26-001296
Usio, Inc. · USIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis A Hoch
Officer — Chairman, President and CEO · Director · 10% Owner
Period of report
Aug 21, 2026
Accepted (ET)
Aug 25, 2026 · 4:36 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001088034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2026 | M | 7,000 | $2.81 | A | 3,513,334 | D | |
| Common StockF2 | Aug 21, 2026 | F | 2,755 | $2.81 | D | 3,510,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 21, 2026 | M | 7,000 | D | Aug 21, 2026 | Aug 21, 2035 | Restricted Stock Units | 7,000 | 42,000 | D |
Explanation of responses
- F1The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026.
- F2The reporting person returned 2,755 shares to the issuer at the closing price of 2.81 on August 21, 2026, to cover taxes due.