SEC Form 4 · accession 0001096906-26-000955
Usio, Inc. · USIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis A Hoch
Officer — Chairman, President and CEO · Director · 10% Owner
Period of report
Jun 11, 2026
Accepted (ET)
Jun 15, 2026 · 7:31 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001088034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Jun 11, 2026 | A | 300,000 | $1.71 | A | 3,502,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jun 11, 2026 | A | 7,000 | A | Jun 11, 2027 | Jun 11, 2036 | Common Shares | 7,000 | 42,000 | D |
| Restricted Stock UnitsF2 | $0.00 | Jun 11, 2026 | A | 7,000 | A | Jun 11, 2028 | Jun 11, 2036 | Common Shares | 7,000 | 49,000 | D |
| Restricted Stock UnitsF3 | $0.00 | Jun 11, 2026 | A | 7,000 | A | Jun 11, 2029 | Jun 11, 2036 | Common Shares | 7,000 | 56,000 | D |
Explanation of responses
- F1Restricted Stock Units vests on 06/11/2027.
- F2Restricted Stock Units vests on 06/11/2028.
- F3Restricted Stock Units vests on 06/11/2029.
- F4Vests 06/11/2036 or change of control or per terms of employment agreement.