SEC Form 4 · accession 0001087934-16-000044
inContact, Inc. · SAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julian Critchfield
Officer — Chief Technology Officer
Period of report
Jan 21, 2016
Accepted (ET)
Jan 25, 2016 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 21, 2016 | A | 29,904 | $0.00 | A | 77,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $8.36 | Jan 21, 2016 | A | 62,824 | A | Jan 21, 2017 | Jan 21, 2026 | Common Stock | 62,824 | 294,279 | D |
Explanation of responses
- F1Represents restricted stock units granted to the Reporting Person under the issuers 2008 Equity Incentive Plan. The restricted stock units vest in four equal annual installments commencing one year after the date of grant.
- F2Represents stock options granted to the Reporting Person under the issuers 2008 Equity Incentive Plan. The stock options vest in four equal annual installments commencing one year after the date of grant.