SEC Form 4 · accession 0001087934-15-000007
inContact, Inc. · SAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Jarman
Officer — Chief Executive Officer
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2015 | A | 55,249 | $0.00 | A | 469,882 | D | |
| Common StockF3 | Jan 28, 2015 | F | 6,005 | $9.00 | D | 463,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $9.05 | Jan 27, 2015 | A | 112,909 | A | Jan 27, 2016 | Jan 27, 2025 | Common Stock | 112,909 | 817,909 | D |
Explanation of responses
- F1Represents restricted stock units granted to the Reporting Person under the issuers 2008 Equity Incentive Plan. The restricted stock units vest in four equal annual installments commencing one year after the date of grant.
- F2Represents stock options granted to the Reporting Person under the issuers 2008 Equity Incentive Plan. The stock options vest in four equal annual installments commencing one year after the date of grant.
- F3Represents payment of tax liability by withholding securities.