SEC Form 4 · accession 0001087934-15-000001
inContact, Inc. · SAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Ayers
Officer — Chief Financial Officer
Period of report
Jan 9, 2015
Accepted (ET)
Jan 13, 2015 · 11:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 9, 2015 | M | 10,000 | $5.25 | A | 49,721 | D | |
| Common Stock | Jan 9, 2015 | S | 10,000 | $9.6018 | D | 39,721 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $5.25 | Jan 9, 2015 | M | 10,000 | D | Nov 16, 2013 | Nov 16, 2017 | Common Stock | 10,000 | 224,615 | D |
Explanation of responses
- F1Shares acquired from the exercise of options pursuant to a 10b5-1 Plan.
- F2Options exercised pursuant to a 10b5-1 Plan.