SEC Form 4 · accession 0001127602-17-008554
XEROX CORP · XRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Warren
Officer — Executive Vice President
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108772
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2,F1 | $0.00 | Feb 23, 2017 | A | 6,831 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 6,831 | 6,831 | D |
| Performance SharesF3,F1 | $0.00 | Feb 23, 2017 | A | 24,538 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 24,538 | 31,369 | D |
| Performance SharesF4,F1 | $0.00 | Feb 23, 2017 | A | 53,860 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 53,860 | 85,229 | D |
Explanation of responses
- F1Not applicable.
- F2These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date.
- F3These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date.
- F4These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date.