SEC Form 4 · accession 0001127602-17-001141
XEROX CORP · XRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Patrick Hoover
Officer — Senior Vice President
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | M | 8,112 | $6.89 | A | 13,816 | D | |
| Common StockF2 | Jan 3, 2017 | F | 3,479 | $6.89 | D | 10,337 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1,F3 | — | Jan 3, 2017 | M | 8,112 | D | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 8,112 | 0 | D |
Explanation of responses
- F1These performance shares were earned based on achievement of specific annual performance criteria that are not tied solely to the market price of Issuer securities.
- F2Shares withheld to pay for taxes on Performance shares that have vested.
- F3Not Applicable.