SEC Form 4 · accession 0001127602-17-001009
XEROX CORP · XRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Warren
Officer — Executive Vice President
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | M | 16,901 | $6.89 | A | 99,266 | D | |
| Common StockF2 | Jan 3, 2017 | F | 7,031 | $6.89 | D | 92,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1,F3 | $0.00 | Jan 3, 2017 | M | 16,901 | D | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 16,901 | 0 | D |
Explanation of responses
- F1These performance shares were earned based on achievement of specific annual performance criteria that are not tied solely to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective earned date.
- F2Shares withheld to pay for taxes on the Performance Shares that have vested.
- F3Not applicable.