SEC Form 3 · accession 0001127602-16-059988
XEROX CORP · XRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Michael Peffer
Officer — VP, General Counsel, Sec'y
Period of report
Aug 5, 2016
Accepted (ET)
Aug 10, 2016 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 12,464 | D | ||
| Restricted Stock UnitsF1 | holding | — | — | — | 85,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | $0.00 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 6,451 | — | D |
Explanation of responses
- F1Restricted Stock Units under 16b-3 plan payable in shares are treated as restricted stock. These restricted shares are subject to three-year cliff vesting.
- F2Not Applicable.