SEC Form 4 · accession 0001087456-18-000013
UNITED BANCSHARES INC/OH · UBOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian D Young
Officer — President/CEO · Director
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,102 | D | ||
| Common Stock | holding | — | — | — | 1,045 | I | Shares held by minor children. | |
| Common StockF1 | holding | — | — | — | 25,181 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $23.30 | Aug 24, 2018 | A | 9,911 | A | — | Aug 24, 2028 | Common Stock | 9,911 | 32,361 | D |
Explanation of responses
- F1Shares held in trust through the Corporation's Employee Stock Ownership Plan ("ESOP") for the reporting person.
- F2The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on August 24, 2019.