SEC Form 4 · accession 0001087456-17-000003
UNITED BANCSHARES INC/OH · UBOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Lucke
Officer — CFO
Period of report
Jan 30, 2017
Accepted (ET)
Jan 31, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jan 30, 2017 | P | 60 | $20.24 | A | 692 | I | ESOP |
| Common StockF1 | holding | — | — | — | 712 | I | Shares held jointly with spouse. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held jointly with spouse as Daniel J. Lucke and Rebecca M. Lucke TOD.
- F2Shares held in trust through the Corporation's Employee Stock Ownership Plan ("ESOP") for the reporting person.
- F3The previously filed form 4 overstated holdings by 16 shares.