SEC Form 5 · accession 0001087456-16-000017
UNITED BANCSHARES INC/OH · UBOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Reynolds
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 8, 2016 · 12:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2015 | P | 18 | $14.98 | A | 1,671 | I | ESOP |
| Common StockF1 | Jun 30, 2015 | P | 10 | $15.67 | A | 1,671 | I | ESOP |
| Common StockF1,F2 | Sep 30, 2015 | S | 5 | $15.78 | D | 1,671 | I | ESOP |
| Common StockF1,F3 | Dec 31, 2015 | S | 54 | $17.37 | D | 1,671 | I | ESOP |
| Common Stock | holding | — | — | — | 22,970 | D | ||
| Common Stock | holding | — | — | — | 37,790 | I | Shares held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in trust for the benefit of the reporting person through the Corporation's Employee Stock Ownership Plan ("ESOP").
- F2Shares sold to cover expenses of ESOP.
- F3Shares sold for a required minimum distribution.