SEC Form 4 · accession 0001209191-18-046233
RED HAT INC · RHT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald H Livingstone
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 10, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2018 | M | 31,210 | $0.00 | A | 31,238 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF2 | $0.00 | Jul 16, 2010 | M | 4,618 | D | — | — | Common Stock | 4,618 | 0 | D |
| Deferred Stock UnitF3 | $0.00 | Jul 18, 2011 | M | 4,066 | D | — | — | Common Stock | 4,066 | 0 | D |
| Deferred Stock UnitF4 | $0.00 | Jul 16, 2012 | M | 3,849 | D | — | — | Common Stock | 3,849 | 0 | D |
| Deferred Stock UnitF5 | $0.00 | Jul 16, 2013 | M | 5,042 | D | — | — | Common Stock | 5,042 | 0 | D |
| Deferred Stock UnitF6 | $0.00 | Jul 16, 2014 | M | 4,559 | D | — | — | Common Stock | 4,559 | 0 | D |
| Deferred Stock UnitF7 | $0.00 | Jul 16, 2015 | M | 3,103 | D | — | — | Common Stock | 3,103 | 0 | D |
| Deferred Stock UnitF8 | $0.00 | Jul 18, 2016 | M | 3,435 | D | — | — | Common Stock | 3,435 | 0 | D |
| Deferred Stock UnitF9 | $0.00 | Jul 17, 2017 | M | 2,538 | D | — | — | Common Stock | 2,538 | 0 | D |
Explanation of responses
- F1These shares were acquired on a one-for-one basis pursuant to DSU distributions triggered by the Reporting Person's end of service on the Board of Directors of Red Hat, Inc. effective August 9, 2018.
- F2This DSU was granted on July 16, 2010 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.
- F3This DSU was granted on July 18, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.
- F4This DSU was granted on July 16, 2012 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.
- F5This DSU was granted on July 16, 2013 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.
- F6This DSU was granted on July 16, 2014 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.
- F7This DSU was granted on July 16, 2015 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.
- F8This DSU was granted on July 18, 2016 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.
- F9This DSU was granted on July 17, 2017 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.