SEC Form 4 · accession 0001209191-18-004748
RED HAT INC · RHT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Ryan Shander
Officer — EVP, Chief Financial Officer
Period of report
Jan 19, 2018
Accepted (ET)
Jan 22, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2018 | M | 2,379 | $0.00 | A | 12,399 | D | |
| Common Stock | Jan 19, 2018 | F | 754 | $125.94 | D | 11,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | $0.00 | Jan 19, 2018 | M | 2,379 | D | — | — | Common Stock | 2,379 | 4,758 | D |
Explanation of responses
- F1Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.
- F2These RSUs vest 25% annually on the anniversary of the vesting start date.
- F3These RSUs are payable in shares of Red Hat common stock, or at the election of Red Hat, in cash.