SEC Form 4 · accession 0001209191-16-137047
RED HAT INC · RHT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Clarke
Director
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2016 | M | 1,052 | $0.00 | A | 36,967 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF2 | $0.00 | Aug 11, 2016 | M | 317 | D | — | — | Common Stock | 317 | 0 | D |
| Deferred Stock UnitF3 | $0.00 | Aug 11, 2016 | M | 392 | D | — | — | Common Stock | 392 | 0 | D |
| Deferred Stock UnitF4 | $0.00 | Aug 11, 2016 | M | 343 | D | — | — | Common Stock | 343 | 0 | D |
Explanation of responses
- F1These shares were acquired on a one-for-one basis pursuant to DSU distributions triggered by the Reporting Person's end of service on the Board of Directors of Red Hat, Inc. effective August 11, 2016.
- F2This DSU was granted on November 16, 2015 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F3This DSU was granted on February 16, 2016 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F4This DSU was granted on May 16, 2016 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
Remarks
Form 2 of 2