SEC Form 4 · accession 0001209191-16-137046
RED HAT INC · RHT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Clarke
Director
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2016 | M | 29,256 | $0.00 | A | 35,915 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF2 | $0.00 | Aug 11, 2016 | M | 866 | D | — | — | Common Stock | 866 | 0 | D |
| Deferred Stock UnitF3 | $0.00 | Aug 11, 2016 | M | 813 | D | — | — | Common Stock | 813 | 0 | D |
| Deferred Stock UnitF4 | $0.00 | Aug 11, 2016 | M | 5,393 | D | — | — | Common Stock | 5,393 | 0 | D |
| Deferred Stock UnitF5 | $0.00 | Aug 11, 2016 | M | 988 | D | — | — | Common Stock | 988 | 0 | D |
| Deferred Stock UnitF6 | $0.00 | Aug 11, 2016 | M | 786 | D | — | — | Common Stock | 786 | 0 | D |
| Deferred Stock UnitF7 | $0.00 | Aug 11, 2016 | M | 920 | D | — | — | Common Stock | 920 | 0 | D |
| Deferred Stock UnitF8 | $0.00 | Aug 11, 2016 | M | 652 | D | — | — | Common Stock | 652 | 0 | D |
| Deferred Stock UnitF9 | $0.00 | Aug 11, 2016 | M | 5,542 | D | — | — | Common Stock | 5,542 | 0 | D |
| Deferred Stock UnitF10 | $0.00 | Aug 11, 2016 | M | 686 | D | — | — | Common Stock | 686 | 0 | D |
| Deferred Stock UnitF11 | $0.00 | Aug 11, 2016 | M | 515 | D | — | — | Common Stock | 515 | 0 | D |
| Deferred Stock UnitF12 | $0.00 | Aug 11, 2016 | M | 470 | D | — | — | Common Stock | 470 | 0 | D |
| Deferred Stock UnitF13 | $0.00 | Aug 11, 2016 | M | 468 | D | — | — | Common Stock | 468 | 0 | D |
| Deferred Stock UnitF14 | $0.00 | Aug 11, 2016 | M | 4,066 | D | — | — | Common Stock | 4,066 | 0 | D |
| Deferred Stock UnitF15 | $0.00 | Aug 11, 2016 | M | 551 | D | — | — | Common Stock | 551 | 0 | D |
| Deferred Stock UnitF16 | $0.00 | Aug 11, 2016 | M | 404 | D | — | — | Common Stock | 404 | 0 | D |
| Deferred Stock UnitF17 | $0.00 | Aug 11, 2016 | M | 442 | D | — | — | Common Stock | 442 | 0 | D |
| Deferred Stock UnitF18 | $0.00 | Aug 11, 2016 | M | 374 | D | — | — | Common Stock | 374 | 0 | D |
| Deferred Stock UnitF19 | $0.00 | Aug 11, 2016 | M | 382 | D | — | — | Common Stock | 382 | 0 | D |
| Deferred Stock UnitF20 | $0.00 | Aug 11, 2016 | M | 446 | D | — | — | Common Stock | 446 | 0 | D |
| Deferred Stock UnitF21 | $0.00 | Aug 11, 2016 | M | 395 | D | — | — | Common Stock | 395 | 0 | D |
| Deferred Stock UnitF22 | $0.00 | Aug 11, 2016 | M | 393 | D | — | — | Common Stock | 393 | 0 | D |
| Deferred Stock UnitF23 | $0.00 | Aug 11, 2016 | M | 416 | D | — | — | Common Stock | 416 | 0 | D |
| Deferred Stock UnitF24 | $0.00 | Aug 11, 2016 | M | 531 | D | — | — | Common Stock | 531 | 0 | D |
| Deferred Stock UnitF25 | $0.00 | Aug 11, 2016 | M | 431 | D | — | — | Common Stock | 431 | 0 | D |
| Deferred Stock UnitF26 | $0.00 | Aug 11, 2016 | M | 506 | D | — | — | Common Stock | 506 | 0 | D |
| Deferred Stock UnitF27 | $0.00 | Aug 11, 2016 | M | 418 | D | — | — | Common Stock | 418 | 0 | D |
| Deferred Stock UnitF28 | $0.00 | Aug 11, 2016 | M | 397 | D | — | — | Common Stock | 397 | 0 | D |
| Deferred Stock UnitF29 | $0.00 | Aug 11, 2016 | M | 365 | D | — | — | Common Stock | 365 | 0 | D |
| Deferred Stock UnitF30 | $0.00 | Aug 11, 2016 | M | 322 | D | — | — | Common Stock | 322 | 0 | D |
| Deferred Stock UnitF31 | $0.00 | Aug 11, 2016 | M | 318 | D | — | — | Common Stock | 318 | 0 | D |
Explanation of responses
- F1These shares were acquired on a one-for-one basis pursuant to DSU distributions triggered by the Reporting Person's end of service on the Board of Directors of Red Hat, Inc. effective August 11, 2016.
- F10This DSU was granted on August 16, 2010 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F11This DSU was granted on November 15, 2010 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F12This DSU was granted on February 15, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F13This DSU was granted on May 16, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F14This DSU was granted on July 18, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.
- F15This DSU was granted on August 15, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F16This DSU was granted on November 15, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F17This DSU was granted on February 15, 2012 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F18This DSU was granted on May 15, 2012 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F19This DSU was granted on August 15, 2012 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F2This DSU was granted on February 17, 2009 pursuant to Red Hat's 2008 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F20This DSU was granted on November 15, 2012 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F21This DSU was granted on February 15, 2013 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F22This DSU was granted on May 15, 2013 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F23This DSU was granted on August 15, 2013 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F24This DSU was granted on November 15, 2013 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F25This DSU was granted on February 18, 2014 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F26This DSU was granted on May 15, 2014 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F27This DSU was granted on August 15, 2014 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F28This DSU was granted on November 17, 2014 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F29This DSU was granted on February 17, 2015 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F3This DSU was granted on May 15, 2009 pursuant to Red Hat's 2008 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F30This DSU was granted on May 15, 2015 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F31This DSU was granted on August 17, 2015 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F4This DSU was granted on July 16, 2009 pursuant to Red Hat's 2008 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.
- F5This DSU was granted on August 17, 2009 pursuant to Red Hat's 2008 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F6This DSU was granted on November 16, 2009 pursuant to Red Hat's 2008 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F7This DSU was granted on February 16, 2010 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F8This DSU was granted on May 17, 2010 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F9This DSU was granted on July 16, 2010 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of common stock upon termination of the Reporting Person's Board of Director service.
Remarks
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