SEC Form 4 · accession 0001209191-15-064621
RED HAT INC · RHT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marye Anne Fox
Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 7, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001087423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2015 | M | 11,242 | $0.00 | A | 47,471 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF2 | $0.00 | Aug 6, 2015 | M | 221 | D | — | — | Common Stock | 221 | 0 | D |
| Deferred Stock UnitF3 | $0.00 | Aug 6, 2015 | M | 220 | D | — | — | Common Stock | 220 | 0 | D |
| Deferred Stock UnitF4 | $0.00 | Aug 6, 2015 | M | 2,033 | D | — | — | Common Stock | 2,033 | 0 | D |
| Deferred Stock UnitF5 | $0.00 | Aug 6, 2015 | M | 230 | D | — | — | Common Stock | 230 | 0 | D |
| Deferred Stock UnitF6 | $0.00 | Aug 6, 2015 | M | 155 | D | — | — | Common Stock | 155 | 0 | D |
| Deferred Stock UnitF7 | $0.00 | Aug 6, 2015 | M | 169 | D | — | — | Common Stock | 169 | 0 | D |
| Deferred Stock UnitF8 | $0.00 | Aug 6, 2015 | M | 143 | D | — | — | Common Stock | 143 | 0 | D |
| Deferred Stock UnitF9 | $0.00 | Aug 6, 2015 | M | 1,924 | D | — | — | Common Stock | 1,924 | 0 | D |
| Deferred Stock UnitF10 | $0.00 | Aug 6, 2015 | M | 146 | D | — | — | Common Stock | 146 | 0 | D |
| Deferred Stock UnitF11 | $0.00 | Aug 6, 2015 | M | 171 | D | — | — | Common Stock | 171 | 0 | D |
| Deferred Stock UnitF12 | $0.00 | Aug 6, 2015 | M | 313 | D | — | — | Common Stock | 313 | 0 | D |
| Deferred Stock UnitF13 | $0.00 | Aug 6, 2015 | M | 367 | D | — | — | Common Stock | 367 | 0 | D |
| Deferred Stock UnitF14 | $0.00 | Aug 6, 2015 | M | 4,559 | D | — | — | Common Stock | 4,559 | 0 | D |
| Deferred Stock UnitF15 | $0.00 | Aug 6, 2015 | M | 303 | D | — | — | Common Stock | 303 | 0 | D |
| Deferred Stock UnitF16 | $0.00 | Aug 6, 2015 | M | 288 | D | — | — | Common Stock | 288 | 0 | D |
Explanation of responses
- F1These shares were acquired on a one-for-one basis pursuant to DSU distributions triggered by the Reporting Person's end of service on the Board of Directors of Red Hat, Inc. effective August 6, 2015.
- F10This DSU was granted on August 15, 2012 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F11This DSU was granted on November 15, 2012 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F12This DSU was granted on February 18, 2014 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F13This DSU was granted on May 15, 2014 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F14This DSU was granted on July 16, 2014 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F15This DSU was granted on August 15, 2014 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F16This DSU was granted on November 17, 2014 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F2This DSU was granted on February 15, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F3This DSU was granted on May 16, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F4This DSU was granted on July 18, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F5This DSU was granted on August 15, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F6This DSU was granted on November 15, 2011 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F7This DSU was granted on February 15, 2012 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F8This DSU was granted on May 15, 2012 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of cash compensation, and was fully vested as of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.
- F9This DSU was granted on July 16, 2012 pursuant to Red Hat's 2010 Non-Employee Director Compensation Plan, in lieu of all or a portion of an annual grant of restricted stock, and was fully vested on the first anniversary of the date of the grant. The DSU settled in shares of Red Hat's common stock on a one-for-one basis upon termination of the Reporting Person's Board of Director service.