SEC Form 4 · accession 0001209191-15-080673
BROADSOFT, INC. · BSFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Albert Tholen
Officer — Chief Financial Officer
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001086909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | M | 1,042 | $2.40 | A | 44,205 | D | |
| Common StockF1 | Nov 13, 2015 | S | 9,647 | $38.21 | D | 34,558 | D | |
| Common Stock | Nov 15, 2015 | F | 1,137 | $38.05 | D | 33,421 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $2.40 | Nov 13, 2015 | M | 1,042 | D | — | Jun 10, 2019 | Common Stock | 1,042 | 12,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.08 - $38.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2Immediately exercisable.