SEC Form 3 · accession 0001634569-15-000001
DELTATHREE INC · [DDDC.OB]
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Barker
Director · 10% Owner
Period of report
Jan 12, 2015
Accepted (ET)
Mar 13, 2015 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001086740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.001 Par ValueF1 | holding | — | — | — | 39,000,000 | I | By D4 Holdings, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1 | $0.02 | holding | — | — | — | Mar 14, 2009 | Feb 12, 2019 | Class A Common Stock | 30,000,000 | — | I |
| Warrant (right to buy)F1 | $0.02 | holding | — | — | — | Aug 10, 2010 | Aug 10, 2020 | Class A Common Stock | 4,000,000 | — | I |
| Warrant (right to buy)F1 | $0.02 | holding | — | — | — | Mar 2, 2011 | Mar 2, 2021 | Class A Common Stock | 1,000,000 | — | I |
| Warrant (right to buy)F1 | $0.02 | holding | — | — | — | Nov 13, 2012 | Nov 13, 2022 | Class A Common Stock | 10,000,000 | — | I |
| Warrant (right to buy)F1 | $0.02 | holding | — | — | — | Mar 28, 2014 | Mar 28, 2024 | Class A Common Stock | 10,000,000 | — | I |
| 12% Convertible Note due January 2, 2016F1 | $0.08 | holding | — | — | — | Aug 12, 2011 | Jan 2, 2016 | Class A Common Stock | 22,746,325 | — | I |
Explanation of responses
- F1The securities reported herein are held directly by D4 Holdings, LLC ("D4 Holdings"). The reporting person is a member of Manna Holdings, LLC, which is the sole member of D4 Holdings. As such, the reporting person may be deemed to beneficially own the securities reported herein and owned directly by D4 Holdings. The reporting person disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein.