SEC Form 4 · accession 0001576369-15-000025
ALLIANCE RESOURCE PARTNERS LP · ARLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Hall
Director
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 10:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001086600
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common unit | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitF1,F2,F3 | — | Feb 13, 2015 | A | 148 | A | — | — | Common unit | 148 | 8,679 | D |
Explanation of responses
- F1Not applicable
- F21 for 1
- F3The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.