SEC Form 4 · accession 0001179110-19-000689
ALLIANCE RESOURCE PARTNERS LP · ARLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Neafsey
Director
Period of report
Jan 9, 2019
Accepted (ET)
Jan 11, 2019 · 10:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001086600
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitF2 | Jan 9, 2019 | M | 115,484 | — | A | 167,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitF3,F1,F2 | — | Jan 9, 2019 | M | 115,484 | D | — | — | Common unit | 115,484 | 0 | D |
Explanation of responses
- F11 for 1.
- F2The Phantom units are being settled in ARLP common units pursuant to the reporting person's retirement.
- F3Not applicable.