SEC Form 5 · accession 0001104659-19-008729
ALLIANCE RESOURCE PARTNERS LP · ARLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen S. Craft
10% Owner
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001086600
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Dec 24, 2018 | G | 2,000,000 | $0.00 | D | 16,209,468 | D | |
| Common UnitsF2 | holding | — | — | — | 28,141 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held through the Kathleen S. Craft Revocable Trust, of which Kathleen S. Craft is trustee.
- F2Held by Alliance Resource GP, LLC ("SGP"), which is jointly owned by Ms. Craft and Joseph W. Craft III. Ms. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of her pecuniary interest therein.