SEC Form 4 · accession 0001209191-18-005364
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Adelman
Director
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per share | Jan 23, 2018 | M | 25,000 | $12.15 | A | 115,476 | D | |
| Common Stock, par value $.001 per shareF1 | Jan 23, 2018 | F | 19,286 | $15.75 | D | 96,190 | D | |
| Common Stock, par value $.001 per shareF2 | holding | — | — | — | 20,000 | I | Held by Darco Capital, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $12.15 | Jan 23, 2018 | M | 25,000 | D | Jun 17, 2011 | Jun 17, 2019 | Common Stock, par value $.001 per share | 25,000 | 0 | D |
Explanation of responses
- F1This amount reflects shares withheld by the Issuer to pay exercise price.
- F2Darco Capital, LP is a limited partnership controlled by the reporting person. The reporting person disclaims beneficial ownership of any shares held by Darco Capital, LP that exceed his pecuniary interest therein.