SEC Form 4 · accession 0001209191-18-005363
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Kirk Morgan
Officer — Chief Financial Officer
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per share | Jan 23, 2018 | M | 37,500 | $12.15 | A | 123,670 | D | |
| Common Stock, par value $.001 per shareF1 | Jan 23, 2018 | F | 31,750 | $15.75 | D | 91,920 | D | |
| Common Stock, par value $.001 per share | holding | — | — | — | 4,231 | I | Held by IRA | |
| Common Stock, par value $.001 per share | holding | — | — | — | 15,831 | I | Held by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $12.15 | Jan 23, 2018 | M | 37,500 | D | Jun 17, 2011 | Jul 17, 2021 | Common Stock, par value $.001 per share | 37,500 | 0 | D |
Explanation of responses
- F1This amount reflects 28,929 shares withheld by Issuer to pay exercise price and 2,821 shares withheld by Issuer to satisfy a tax withholding obligation.