SEC Form 4 · accession 0001209191-17-065811
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Kirk Morgan
Officer — Chief Financial Officer
Period of report
Dec 13, 2017
Accepted (ET)
Dec 15, 2017 · 11:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per shareF1 | Dec 13, 2017 | F | 64,129 | $15.50 | D | 89,544 | D | |
| Common Stock, par value $.001 per share | Dec 13, 2017 | S | 1,687 | $15.45 | D | 87,857 | D | |
| Common Stock, par value $.001 per share | holding | — | — | — | 4,231 | I | Held by IRA | |
| Common Stock, par value $.001 per share | holding | — | — | — | 15,831 | I | Held by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock were withheld by the Issuer to satisfy certain tax withholding obligations resulting from the vesting of restricted stock issued on 2/28/2014 and 3/10/2017.
- F2Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2016, and amended December 12, 2016.