SEC Form 4 · accession 0001209191-17-041066
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Adelman
Director
Period of report
Jun 16, 2017
Accepted (ET)
Jun 20, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per shareF1 | Jun 16, 2017 | A | 7,168 | $0.00 | A | 90,476 | D | |
| Common Stock, par value $.001 per shareF2 | holding | — | — | — | 20,000 | I | Held by Darco Capital, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount represents grants of restricted shares granted pursuant to the Actua Third Amended and Restated Non-Management Director Compensation Plan in respect of board and board committee service. These shares will vest on June 16, 2018, provided that the reporting person is serving on the board or applicable board committee on the vesting date.
- F2Darco Capital, LP is a limited partnership controlled by the reporting person. The reporting person disclaims beneficial ownership of any shares held by Darco Capital, LP that exceed his pecuniary interest therein.