SEC Form 4 · accession 0001209191-17-020221
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter W Buckley III
Officer — Chief Executive Officer · Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per shareF1 | Mar 10, 2017 | A | 56,859 | $0.00 | A | 1,153,833 | D | |
| Common Stock, par value $.001 per share | holding | — | — | — | 134,248 | I | Held by 401(k) Plan | |
| Common Stock, par value $.001 per share | holding | — | — | — | 12,500 | I | Held by trust for the benefit of Mr. Buckley's relative | |
| Common Stock, par value $.001 per share | holding | — | — | — | 12,500 | I | Held by trust for the benefit of Mr. Buckley's relative |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1If and to the extent that the Reporting Person's achievement of goals pursuant to the Actua 2017 Performance Plan (such achievement expressed as a percentage, the "Achievement Percentage") (i) is greater than or equal to one hundred percent (100%), all of these restricted shares will vest on 3/12/2018 and (ii) is greater than zero percent (0%) but less than one hundred percent (100%), a portion of these restricted shares equal to the Achievement Percentage will vest on 3/12/2018.