SEC Form 4 · accession 0001209191-17-016029
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Kirk Morgan
Officer — Chief Financial Officer
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per shareF1 | Feb 28, 2017 | F | 8,124 | $13.80 | D | 179,366 | D | |
| Common Stock, par value $.001 per shareF2 | Feb 28, 2017 | D | 14,218 | $0.00 | D | 165,148 | D | |
| Common Stock, par value $.001 per share | holding | — | — | — | 4,231 | I | Held by IRA | |
| Common Stock, par value $.001 per share | holding | — | — | — | 15,831 | I | Held by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock were withheld by the Issuer to satisfy certain tax withholding obligations resulting from the vesting of restricted stock issued on 2/28/2014.
- F2Reporting Person forfeited shares of restricted stock that did not vest in connection with the Actua 2016 Performance Plan.