SEC Form 4 · accession 0001209191-16-129103
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Richard Haverstick Jr.
Director
Period of report
Jun 17, 2016
Accepted (ET)
Jun 21, 2016 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per shareF1 | Jun 17, 2016 | A | 8,149 | $0.00 | A | 8,149 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2,F3 | $9.02 | Jun 17, 2016 | A | 25,000 | A | — | Jun 17, 2024 | Common Stock, par value $.001 per share | 25,000 | 25,000 | D |
Explanation of responses
- F1This amount represents grants of restricted shares granted pursuant to the Actua Second Amended and Restated Non-Management Director Compensation Plan in respect of board and board committee service. These shares will vest on June 17, 2017, provided that the reporting person is serving on the board or applicable board committee on the vesting date.
- F2The Stock Appreciation Right, granted pursuant to the Actua Second Amended and Restated Non-Management Director Compensation Plan, will be settled in shares of the Company's common stock.
- F3The Stock Appreciation Right vests in four equal installments beginning on June 17, 2017.