SEC Form 4 · accession 0001209191-16-121751
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Kirk Morgan
Officer — Chief Financial Officer
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per shareF1 | May 17, 2016 | S | 1,656 | $9.0325 | D | 251,692 | D | |
| Common Stock, par value $.001 per shareF2 | May 18, 2016 | S | 10,000 | $8.8345 | D | 241,692 | D | |
| Common Stock, par value $.001 per shareF3 | May 19, 2016 | S | 8,344 | $8.7799 | D | 233,348 | D | |
| Common Stock, par value $.001 per share | holding | — | — | — | 4,231 | I | Held by IRA | |
| Common Stock, par value $.001 per share | holding | — | — | — | 15,831 | I | Held by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This column reflects the weighted average sales price for multiple transactions reported for May 17, 2016. Actual sales prices for these transactions ranged from $9.00 to $9.15, inclusive. Mr. Morgan undertakes to provide to Actua Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2This column reflects the weighted average sales price for multiple transactions reported for May 18, 2016. Actual sales prices for these transactions ranged from $8.69 to $9.06, inclusive. Mr. Morgan undertakes to provide to Actua Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3This column reflects the weighted average sales price for multiple transactions reported for May 19, 2016. Actual sales prices for these transactions ranged from $8.70 to $9.02, inclusive. Mr. Morgan undertakes to provide to Actua Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.