SEC Form 4 · accession 0001209191-16-106503
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Kirk Morgan
Officer — Chief Financial Officer
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per shareF1 | Mar 3, 2016 | A | 35,545 | $0.00 | A | 253,348 | D | |
| Common Stock, par value $.001 per share | holding | — | — | — | 4,231 | I | Held by IRA | |
| Common Stock, par value $.001 per share | holding | — | — | — | 15,831 | I | Held by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1If and to the extent that the Reporting Person's achievement of goals pursuant to the Actua 2016 Performance Plan (such achievement, expressed as a percentage, the "Achievement Percentage") (i) is greater than or equal to one hundred percent (100%), all of these restricted shares will vest on 3/3/2017 and (ii) is greater than zero percent (0%) but less than one hundred percent (100%), a portion of these restricted shares equal to the Achievement Percentage will vest on 3/3/2017.