SEC Form 4 · accession 0001209191-16-106497
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter W Buckley III
Officer — Chief Executive Officer · Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per shareF1 | Mar 3, 2016 | A | 93,306 | $8.44 | A | 1,214,899 | D | |
| Common Stock, par value $.001 per shareF2 | Mar 3, 2016 | P | 6,000 | $8.4898 | A | 1,220,899 | D | |
| Common Stock, par value $.001 per shareF3 | Mar 4, 2016 | P | 6,000 | $8.6437 | A | 1,226,899 | D | |
| Common Stock, par value $.001 per share | holding | — | — | — | 12,500 | I | Held by trust for the benefit of Mr. Buckley's relative | |
| Common Stock, par value $.001 per share | holding | — | — | — | 12,500 | I | Held by trust for the benefit of Mr. Buckley's relative | |
| Common Stock, par value $.001 per share | holding | — | — | — | 124,248 | I | Held by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1If and to the extent that the Reporting Person's achievement of goals pursuant to the Actua 2016 Performance Plan (such achievement, expressed as a percentage, the "Achievement Percentage") (i) is greater than or equal to one hundred percent (100%), all of these restricted shares will vest on 3/3/2017 and (ii) is greater than zero percent (0%) but less than one hundred percent (100%), a portion of these restricted shares equal to the Achievement Percentage will vest on 3/3/2017.
- F2This column reflects the weighted average purchase price for multiple transactions reported for March 3, 2016. Actual purchase prices for these transactions ranged from $8.40 to $8.58, inclusive. The reporting person undertakes to provide to Actua Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- F3This column reflects the weighted average purchase price for multiple transactions reported for March 4, 2016. Actual purchase prices for these transactions ranged from $8.50 to $8.75, inclusive. The reporting person undertakes to provide to Actua Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.