SEC Form 4 · accession 0001209191-16-104099
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A Alexander
Officer — President
Period of report
Feb 29, 2016
Accepted (ET)
Mar 1, 2016 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per shareF1 | Feb 29, 2016 | F | 28,788 | $7.98 | D | 1,479,029 | D | |
| Common Stock, par value $.001 per shareF2 | Feb 29, 2016 | F | 12,977 | $7.98 | D | 1,466,052 | D | |
| Common Stock, par value $.001 per shareF3 | Feb 29, 2016 | D | 183,333 | $0.00 | D | 1,282,719 | D | |
| Common Stock, par value $.001 per shareF4 | Feb 29, 2016 | D | 31,481 | $0.00 | D | 1,251,238 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock were withheld by the Issuer to satisfy certain tax withholding obligations resulting from the vesting of restricted stock issued on 2/28/2014.
- F2Shares of common stock were withheld by the Issuer to satisfy certain tax withholding obligations resulting from the vesting of 38,999 shares of restricted stock in connection with achievement of goals under the Actua 2015 Performance Plan.
- F3Reporting Person forfeited shares of restricted stock issued on 10/4/2011 that did not vest due to non-achievement of the market-based vesting conditions of such grant.
- F4Reporting Person forfeited shares of restricted stock that did not vest in connection with the Actua 2015 Performance Plan.