SEC Form 4 · accession 0001209191-16-104095

Actua Corp · ACTA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Feb 29, 2016

Accepted (ET)

Mar 1, 2016 · 5:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001085621

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.001 per share^F1	Feb 29, 2016	F	28,787	$7.98	D	1,349,384	D
Common Stock, par value $.001 per share^F2	Feb 29, 2016	F	12,977	$7.98	D	1,336,407	D
Common Stock, par value $.001 per share^F3	Feb 29, 2016	D	183,333	$0.00	D	1,153,074	D
Common Stock, par value $.001 per share^F4	Feb 29, 2016	D	31,481	$0.00	D	1,121,593	D
Common Stock, par value $.001 per share	holding	—	—		—	12,500	I	Held by trust for the benefit of Mr. Buckley's relative
Common Stock, par value $.001 per share	holding	—	—		—	12,500	I	Held by trust for the benefit of Mr. Buckley's relative
Common Stock, par value $.001 per share	holding	—	—		—	124,248	I	Held by 401(k) Plan

No Table II lines on this filing.

F1Shares of common stock were withheld by the Issuer to satisfy certain tax withholding obligations resulting from the vesting of restricted stock issued on 2/28/2014.
F2Shares of common stock were withheld by the Issuer to satisfy certain tax withholding obligations resulting from the vesting of 38,999 shares of restricted stock in connection with the achievement of goals under the Actua 2015 Performance Plan.
F3Reporting Person forfeited shares of restricted stock issued on 10/4/2011 that did not vest due to non-achievement of the market-based vesting conditions of such grant.
F4Reporting Person forfeited shares of restricted stock that did not vest in connection with the Actua 2015 Performance Plan.