SEC Form 4 · accession 0001209191-15-008946
Actua Corp · ACTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David K Downes
Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001085621
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per shareF1,F2 | Jan 30, 2015 | A | 2,632 | $0.00 | A | 92,730 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount represents restricted shares granted pursuant to the Actua Second Amended and Restated Non-Management Director Compensation Plan. These shares will vest on July 2, 2015.
- F2The amount includes: (a) 27,598 shares of Common Stock that the Reporting Person has the right to receive following the termination of his services as a director pursuant to the Actua Corporation Deferred Stock Unit Program, (b) 40,000 shares of Common Stock that the Reporting Person has the right to receive following the termination of his service or employment with the Company pursuant to the terms of the Actua Second Amended and Restated Non-Management Director Compensation Plan and (c) 25,132 restricted shares granted pursuant to the Actua Second Amended and Restated Non-Management Director Compensation Plan.