SEC Form 4 · accession 0001209191-18-040317
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B Andrew Rose
Officer — CFO
Period of report
Jun 28, 2018
Accepted (ET)
Jul 2, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 28, 2018 | A | 10,000 | $0.00 | A | 387,618 | D | |
| Common Shares | holding | — | — | — | 1,187 | I | By Spouse | |
| Common Shares | holding | — | — | — | 10,665 | I | Custodian for daughter, Sydney Rose | |
| Common Shares | holding | — | — | — | 10,665 | I | Custodian for daughter, Hannah Rose |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to acquire)F2 | $42.91 | Jun 28, 2018 | A | 11,500 | A | Jun 28, 2019 | Jun 28, 2028 | Common shares | 11,500 | 11,500 | D |
Explanation of responses
- F1An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary; i.e. June 28, 2021.
- F2This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/28/2020 and 6/28/2021.