SEC Form 4/A · accession 0001209191-18-034894
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard G Welch
Officer — Controller
Period of report
May 17, 2018
Accepted (ET)
Jun 5, 2018 · 4:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 17, 2018 | M | 7,500 | $20.21 | A | 34,184 | D | |
| Common SharesF1 | May 17, 2018 | F | 4,547 | $47.95 | D | 29,637 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F2 | $20.21 | May 17, 2018 | M | 7,500 | D | Jul 1, 2009 | Jul 1, 2018 | Common Shares | 7,500 | 0 | D |
Explanation of responses
- F1The number of common shares reported in the reporting person's original Form 4 reflected a mathematical error, as all 4,547 of the common shares reported as being disposed of were not subtracted in the calculation of the amount of common shares beneficially owned following the transaction reported in this row of Table I.
- F2This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2003 Stock Option Plan and vested at 20% per year, beginning on the date listed.