SEC Form 4 · accession 0001209191-18-024704
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl A Nelson Jr.
Director
Period of report
Apr 10, 2018
Accepted (ET)
Apr 12, 2018 · 9:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Apr 10, 2018 | M | 8,200 | $17.11 | A | 55,034 | D | |
| Common Shares | Apr 10, 2018 | F | 3,270 | $42.89 | D | 51,764 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $17.11 | Apr 10, 2018 | M | 8,200 | D | Sep 24, 2009 | Sep 24, 2018 | Common Shares | 8,200 | 0 | D |
Explanation of responses
- F1This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date (September 24, 2008) or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date.