SEC Form 4 · accession 0001209191-17-057699
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Lamprinakos
Officer — President, Worthington Steel
Period of report
Oct 19, 2017
Accepted (ET)
Oct 23, 2017 · 9:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Oct 19, 2017 | M | 7,500 | $20.21 | A | 70,751 | D | |
| Common Shares | Oct 19, 2017 | S | 7,500 | $44.96 | D | 63,251 | D | |
| Common SharesF1 | holding | — | — | — | 5,179 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F2 | $20.21 | Oct 19, 2017 | M | 7,500 | D | Jul 1, 2009 | Jul 1, 2018 | Common Shares | 7,500 | 7,500 | D |
Explanation of responses
- F1Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
- F2This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day on which any portion of the option first vested.