SEC Form 4 · accession 0001209191-17-046643
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey G Gilmore
Officer — President-Worthington Cylinder
Period of report
Jul 28, 2017
Accepted (ET)
Jul 31, 2017 · 1:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares | Jul 28, 2017 | M | 5,000 | $12.05 | A | 86,477 | D | |
| Common shares | Jul 28, 2017 | S | 5,000 | $51.05 | D | 81,477 | D | |
| Common shares | Jul 28, 2017 | M | 7,500 | $14.84 | A | 88,977 | D | |
| Common shares | Jul 28, 2017 | S | 7,500 | $51.03 | D | 81,477 | D | |
| Common shares | Jul 28, 2017 | M | 20,000 | $20.47 | A | 101,477 | D | |
| Common shares | Jul 28, 2017 | S | 20,000 | $50.74 | D | 81,477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F1 | $12.05 | Jul 28, 2017 | M | 5,000 | D | Jul 2, 2011 | Jul 2, 2020 | common shares | 5,000 | 0 | D |
| Non-qualified stock option (right to buy)F2 | $14.84 | Jul 28, 2017 | M | 7,500 | D | Sep 2, 2012 | Sep 2, 2021 | common shares | 7,500 | 0 | D |
| Non-qualified stock option (right to buy)F3 | $20.47 | Jul 28, 2017 | M | 20,000 | D | Jun 29, 2013 | Jun 29, 2022 | common shares | 20,000 | 0 | D |
Explanation of responses
- F1This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Long-Term Investment Plan. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vested annually on 07/02/2012, 07/02/2013, 07/02/2014 and 07/02/2015.
- F2This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 9/02/2013 and 9/02/2014.
- F3This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 06/29/2014 and 06/29/2015.