SEC Form 4 · accession 0001209191-17-030797
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine M Lyttle
Officer — Vice President-Communications
Period of report
May 4, 2017
Accepted (ET)
May 9, 2017 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 4, 2017 | M | 3,750 | $22.73 | A | 25,488 | D | |
| Common Shares | May 4, 2017 | S | 2,009 | $42.40 | D | 23,479 | D | |
| Common SharesF1 | holding | — | — | — | 526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F2 | $22.73 | May 4, 2017 | M | 3,750 | D | Jul 2, 2008 | Jul 2, 2017 | common shares | 3,750 | 0 | D |
Explanation of responses
- F1Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
- F2This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available.