SEC Form 4 · accession 0001209191-17-024092
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl A Nelson Jr.
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 3, 2017 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 31, 2017 | M | 5,000 | $22.95 | A | 46,978 | D | |
| Common Shares | Mar 31, 2017 | F | 2,544 | $45.09 | D | 44,434 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| non-qualified stock option (right to buy)F1 | $22.95 | Mar 31, 2017 | M | 5,000 | D | Sep 26, 2008 | Sep 26, 2017 | common shares | 5,000 | 0 | D |
Explanation of responses
- F1An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 2006 Equity Incentive Plan for Non-Employee Directors. The restricted stock will vest on the earlier to occur of (1) the first anniversary of the grant date (September 29, 2017); or (2) the date on which the next Annual Meeting of Shareholders of Worthington Industries, Inc. is held, unless a previous deferral election has been made.