SEC Form 4 · accession 0001209191-16-150465
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Virgil L Winland
Officer — Exec VP-Manufacturing
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 15, 2016 | M | 15,000 | $20.21 | A | 122,069 | D | |
| Common Shares | Nov 15, 2016 | F | 10,072 | $57.70 | D | 111,997 | D | |
| Common SharesF1 | holding | — | — | — | 57,289 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $20.21 | Nov 15, 2016 | M | 15,000 | D | Jul 1, 2009 | Jul 1, 2018 | common shares | 15,000 | 0 | D |
Explanation of responses
- F1Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
- F2This option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vest annually on 07/01/2010, 07/01/2011, 07/01/2012 and 07/01/2013.